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OUR PARTNERS
Continental Stock Transfer prides itself on its focus on stock transfer. Our objective is to offer the highest quality Transfer Agency services, and we have devoted our resources to meet this goal.
We also recognize that our clients’ needs often extend into areas related to Transfer Agency. To assist our clients, we have developed working relationships and partnerships with organizations with expertise and capabilities to meet a wide variety of corporate needs. A listing along with a brief description of these firms and their services follows.
Continental is happy to recommend these partners and vendors. We not only support the quality, integrity, and cost-effectiveness of these organizations, but also the manner in which they can integrate their operational flow with ours.
Some of Our Partners
SunGard Investor Accounting Systems
SCIA National Small Cap Syndicate
Unclaimed Property Recovery and Reporting,
LLC (UPPR)
Morrow & Company
Alliance Advisors, LLC
Second
Market
Laurel Hill Advisory Group
SunGard Investor Accounting Systems
SunGard Investor Accounting Systems – the gold standard in the transfer industry - provides package and remote security holder recordkeeping systems, workflow management, and services for the corporate trust, registrar, stock transfer and mutual fund industries. SunGard supports these industries with complementary systems such as administrative risk management, integrated fee billing, tracking and collection, archival report storage and retrieval, Internet access and integrated document imaging.
For more information on SunGard please contact John Kirksey at 770.641.2751 or john.kirksey@sungard.com.
SCIA National Small Cap Syndicate
Comprised of more than 150 NASDAQ member firms, investment advisors and bankers, and other industry professionals, SCIA National Small Cap Syndicate is dedicated to facilitating capital formation and stock support for selected companies. SCIA appreciates the long-term support offered by Continental over the years. Our many investors and corporate participants appreciate the services Continental can make available.
To learn more about SCIA, visit www.sciaconference.com.
Unclaimed Property
Recovery and Reporting, LLC
450 Seventh Avenue
Suite 1300
New York, NY 10123
212.971.3333 x12
Fax: 212.971.3433
Contact: Bob Irvine, President – Marketing,
Sales, and Product Development
Birvine@uprrinc.com
Unclaimed Property Recovery and Reporting, LLC (UPRR) provides comprehensive unclaimed property compliance and pre-escheatment services to corporations, corporate trustees and transfer agents. With over 100 years of combined experience, which includes extensive transfer agent and corporate actions work, UPRR’s professional staff can accurately assess your company’ compliance profile. Further, UPRR’s staff can formulate a plan to minimize your escheatment liability and initiate value added services. UPRR’s services include comprehensive owner location programs which meets state due diligence and Securities and Exchange Commission requirements, audit support, claims assistance, unclaimed property recovery, and timely state reporting.
Continental Stock Transfer & Trust Company and Unclaimed Property Recovery & Reporting, LLC have partnered on many Corporate Action and Shareholder location transaction efforts, including support for City National Bank of Los Angeles, Flag Financial Corp., Dravo Corporation, and Activision Blizzard, Inc.
For more information feel free to contact Bob Irvine, 212.971.3333x12, Birvine@uprrinc.com.
Morrow & Co., LLC
Services offered: Proxy Solicitation, Vote
Projections, Stock Surveillance, Information
Agent, Corporate Governance Consultation,
and Strategic Consulting for M&A
Morrow, formed in 1972, is a full-service
shareholder services firm providing a broad
range of services to both public and private
companies. The company has over 500 proxy
solicitation clients and 150 consulting clients,
both domestic and international, from small
to large cap companies. Our staff includes
over sixty full-time professionals with many
having over 30 years’ experience. Our headquarters
is in Stamford CT with additional offices
in London, Chicago, and Dallas.
Morrow has worked closely with Continental
Stock Transfer for the past several years
in the areas of proxies, mergers, and acquisitions.
Our services complement the outstanding services
provided by Continental, and our close working
relationship ensures that mutual clients
receive the best possible service and advice
from both the transfer agent and proxy solicitation
agent. Together we meet the unique needs
of the client when it is critically important
to have a proposal adopted or a merger completed.
The size and diversity of our client base
provides Morrow with unrivaled access to
critical information about institutional
shareholders, proxy advisory firms such as
RiskMetrics, activist investors, hedge funds,
voting patterns of institutions, brokers
and others, and allows us to stay current
with the latest trends in corporate governance.
This day-to-day experience and knowledge
that can only be gained by working on numerous
and varied assignments; and it enables us
to provide advice that is practical and effective.
For more information on Morrow’s services,
please contact Kevin Kelly at 312-282-6808
or e-mail kkelly@morrowco.com.
Alliance Advisors, LLC
209 Cooper Avenue
Upper Montclair, NJ 07043
973.655.9200 ext.11
973.655.9205 fax
Alliance Advisors, LLC is a proxy management
consultancy that provides public companies
with a turnkey approach to manage the entire
shareholder meeting process by providing
print through web hosting solutions. We also
assist clients with the implementation of
the Notice and Access model including the
conversion and posting of shareholder documents,
web site hosting and fulfillment.
Whether the client selects "Notice Only" or "Full
Set Delivery," Alliance Advisors ensures
all procedures are properly executed, all
timetables are met and the process is professionally
managed with a view toward cost containment.
Continental Stock Transfer & Trust Company
has partnered with Alliance Advisors to successfully
implement Notice & Access and other aspects
of the shareholder meeting process for dozens
of clients.
Kevin Mackey, Managing Partner, ext.12 kmackey@allianceadvisorsllc.com
Eileen Scully ext.10 escully@allianceadvisorsllc.com
SecondMarket
www.secondmarket.com
SecondMarket has been settling complex, high value secondary transactions in restricted securities using Continental’s escrow services for over five years. Continental’s excellent blend of technology and high touch personal service aligns well with SecondMarket’s business practices and company culture, and has enabled us to serve our clients restricted securities transactional needs in a scalable and cost-effective manner. Last, but certainly not least, Steve and the team at Continental are always willing to do what it takes to get your transaction completed – you aren’t simply choosing an agent when you choose Continental, you’re choosing a team that truly cares about their clients’ satisfaction, and proves it day in and day out in their actions.
M. Adam Oliveri, Managing Director, Private Company Market AOliveri@SecondMarket.com.
Laurel Hill Advisory
Group
www.laurelhilladvisory.com
Laurel
Hill Advisory Group is the fastest-growing
Proxy Advisory/ Shareholder Response company
in the industry. Founded in 2007 by several
key executives from Georgeson/Computershare,
they have offices in New York, Long Island,
San Francisco, Toronto, and Vancouver.
Laurel Hill’s approach is to provide clients
with year round “hands on” advice relating
to Corporate Governance and Mergers & Acquisitions
matters.
Laurel Hill also is a leader in the clean
up of un-exchanged accounts through its
Shareholder Asset Reunification Program (SHARP).
Laurel Hill works closely with Continental
on many Shareholder Response Programs. Continental
has supported Laurel Hill since its inception
in 2007.
Wilton Davila, Senior Vice President, 917.338.3175.