Continental Stock Transfer

OUR PARTNERS

Continental Stock Transfer prides itself on its focus on stock transfer. Our objective is to offer the highest quality Transfer Agency services, and we have devoted our resources to meet this goal.

We also recognize that our clients’ needs often extend into areas related to Transfer Agency. To assist our clients, we have developed working relationships and partnerships with organizations with expertise and capabilities to meet a wide variety of corporate needs. A listing along with a brief description of these firms and their services follows.

Continental is happy to recommend these partners and vendors. We not only support the quality, integrity, and cost-effectiveness of these organizations, but also the manner in which they can integrate their operational flow with ours.

Some of Our Partners

SunGard Investor Accounting Systems
SCIA National Small Cap Syndicate
Unclaimed Property Recovery and Reporting, LLC (UPPR)
Morrow & Company
Alliance Advisors, LLC
Second Market
Laurel Hill Advisory Group

SunGard Investor Accounting Systems

SunGard Investor Accounting Systems – the gold standard in the transfer industry - provides package and remote security holder recordkeeping systems, workflow management, and services for the corporate trust, registrar, stock transfer and mutual fund industries. SunGard supports these industries with complementary systems such as administrative risk management, integrated fee billing, tracking and collection, archival report storage and retrieval, Internet access and integrated document imaging.

For more information on SunGard please contact John Kirksey at 770.641.2751 or john.kirksey@sungard.com.

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SCIA National Small Cap Syndicate

Comprised of more than 150 NASDAQ member firms, investment advisors and bankers, and other industry professionals, SCIA National Small Cap Syndicate is dedicated to facilitating capital formation and stock support for selected companies. SCIA appreciates the long-term support offered by Continental over the years. Our many investors and corporate participants appreciate the services Continental can make available.

To learn more about SCIA, visit www.sciaconference.com.

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Unclaimed Property Recovery and Reporting, LLC
450 Seventh Avenue
Suite 1300
New York, NY 10123
212.971.3333 x12
Fax: 212.971.3433
Contact: Bob Irvine, President – Marketing, Sales, and Product Development
Birvine@uprrinc.com

Unclaimed Property Recovery and Reporting, LLC (UPRR) provides comprehensive unclaimed property compliance and pre-escheatment services to corporations, corporate trustees and transfer agents. With over 100 years of combined experience, which includes extensive transfer agent and corporate actions work, UPRR’s professional staff can accurately assess your company’ compliance profile. Further, UPRR’s staff can formulate a plan to minimize your escheatment liability and initiate value added services. UPRR’s services include comprehensive owner location programs which meets state due diligence and Securities and Exchange Commission requirements, audit support, claims assistance, unclaimed property recovery, and timely state reporting.

Continental Stock Transfer & Trust Company and Unclaimed Property Recovery & Reporting, LLC have partnered on many Corporate Action and Shareholder location transaction efforts, including support for City National Bank of Los Angeles, Flag Financial Corp., Dravo Corporation, and Activision Blizzard, Inc.

For more information feel free to contact Bob Irvine, 212.971.3333x12, Birvine@uprrinc.com.

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Morrow & Co., LLC
Services offered: Proxy Solicitation, Vote Projections, Stock Surveillance, Information Agent, Corporate Governance Consultation, and Strategic Consulting for M&A

Morrow, formed in 1972, is a full-service shareholder services firm providing a broad range of services to both public and private companies. The company has over 500 proxy solicitation clients and 150 consulting clients, both domestic and international, from small to large cap companies. Our staff includes over sixty full-time professionals with many having over 30 years’ experience. Our headquarters is in Stamford CT with additional offices in London, Chicago, and Dallas.

Morrow has worked closely with Continental Stock Transfer for the past several years in the areas of proxies, mergers, and acquisitions. Our services complement the outstanding services provided by Continental, and our close working relationship ensures that mutual clients receive the best possible service and advice from both the transfer agent and proxy solicitation agent. Together we meet the unique needs of the client when it is critically important to have a proposal adopted or a merger completed.

The size and diversity of our client base provides Morrow with unrivaled access to critical information about institutional shareholders, proxy advisory firms such as RiskMetrics, activist investors, hedge funds, voting patterns of institutions, brokers and others, and allows us to stay current with the latest trends in corporate governance. This day-to-day experience and knowledge that can only be gained by working on numerous and varied assignments; and it enables us to provide advice that is practical and effective.

For more information on Morrow’s services, please contact Kevin Kelly at 312-282-6808 or e-mail kkelly@morrowco.com.

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Alliance Advisors, LLC
209 Cooper Avenue
Upper Montclair, NJ 07043
973.655.9200 ext.11
973.655.9205 fax

Alliance Advisors, LLC is a proxy management consultancy that provides public companies with a turnkey approach to manage the entire shareholder meeting process by providing print through web hosting solutions. We also assist clients with the implementation of the Notice and Access model including the conversion and posting of shareholder documents, web site hosting and fulfillment.

Whether the client selects "Notice Only" or "Full Set Delivery," Alliance Advisors ensures all procedures are properly executed, all timetables are met and the process is professionally managed with a view toward cost containment.

Continental Stock Transfer & Trust Company has partnered with Alliance Advisors to successfully implement Notice & Access and other aspects of the shareholder meeting process for dozens of clients.

Kevin Mackey, Managing Partner, ext.12 kmackey@allianceadvisorsllc.com
Eileen Scully ext.10 escully@allianceadvisorsllc.com

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SecondMarket
www.secondmarket.com

SecondMarket has been settling complex, high value secondary transactions in restricted securities using Continental’s escrow services for over five years. Continental’s excellent blend of technology and high touch personal service aligns well with SecondMarket’s business practices and company culture, and has enabled us to serve our clients restricted securities transactional needs in a scalable and cost-effective manner. Last, but certainly not least, Steve and the team at Continental are always willing to do what it takes to get your transaction completed – you aren’t simply choosing an agent when you choose Continental, you’re choosing a team that truly cares about their clients’ satisfaction, and proves it day in and day out in their actions.

M. Adam Oliveri, Managing Director, Private Company Market AOliveri@SecondMarket.com.

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Laurel Hill Advisory Group
www.laurelhilladvisory.com

Laurel Hill Advisory Group is the fastest-growing Proxy Advisory/ Shareholder Response company in the industry. Founded in 2007 by several key executives from Georgeson/Computershare, they have offices in New York, Long Island, San Francisco, Toronto, and Vancouver.

Laurel Hill’s approach is to provide clients with year round “hands on” advice relating to Corporate Governance and Mergers & Acquisitions matters.

Laurel Hill also is a leader in the clean up of un-exchanged accounts through its Shareholder Asset Reunification Program (SHARP).

Laurel Hill works closely with Continental on many Shareholder Response Programs. Continental has supported Laurel Hill since its inception in 2007.

Wilton Davila, Senior Vice President, 917.338.3175.

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