Stage
2: Mailing
Once you have made decisions
on the methods and vendors you will employ
for your Meeting, critical actions must be
taken in a timely manner. Key actions are described
below.
Preparing and Printing Proxy
Cards
Continental has print specifications
which are required for proxy forms. For example,
the name and address must be positioned in
a certain location to allow placement in a
window envelope. Likewise, the location of
the company I.D., proxy number, the account
number, and the voting boxes must also be positioned
according to our format.
Scotti Graphics must be
used for the printing of the Notice and/or
the 8-1/2 x 11 proxy card if our client elects
the Notice and Access model or if our client
elects telephone and/or Internet voting. The
proxy statement and Annual Report (10-K’s)
can be printed at the vendor of your choice.
Click to view
Exhibit: Notice Sample.
Click to view Exhibit: Proxy card sample
(non-accelerated filers).
Full set option proxy cards tailored to your
needs are available.
Ordering Proxy Material
The
banks, brokers, etc., are required to respond
to the entity facilitating the broker-search
request by transmitting an estimate of the
quantity of proxy material anticipated for
the mailing to beneficial holders within 5
business days upon receipt of the request.
The definitive number of sets of material is
not available until
3 business days after the record date. Continental
will assist you in providing a “best
estimate” to your printer for ordering
annual reports, proxy statements and proxy
cards. Please contact us for this estimate
as early as possible. Understand that this
is only an estimate and we are not responsible
for any shortfall in ordering materials based
on such estimates.
Please note that the estimate
for materials required could be substantially
less if Notice and Access is employed, but
the decision to reduce the amount of material
printed is the responsibility of the issuer,
not Continental.
Approval of Proxy Card
It
is imperative that we see a proof of the proxy
card and/or Notice prior to printing. If you
are using telephone/Internet voting, Scotti
Graphics will automatically transmit the approved
proxy card to our telephone and/or Internet
service provider for review and setup.
Delivery
of Material and Mailing
When Continental coordinates
your Meeting, all issues, such as the time
it will take to complete your mailing, will
be discussed with you to ensure your Meeting
preparations proceed as planned. It is important
that we be informed of any over-sized mailing,
extra enclosure, or other special requirement
in sufficient time to have appropriate envelopes
available.
If materials are scheduled
to arrive from several printers, you will need
to confirm delivery dates with each printer,
and request that they clearly label the contents
of each box. When we receive the materials,
we will verify that all pieces have arrived,
and we can begin the mailing. (Edgar must be
filed).
Continental will begin the
mailing within 24 hours of our receipt of all
material. Generally, we will mail all your
Annual Meeting materials by First Class Mail
from our NYC Operations Center, which is convenient
to the postal distribution system. If Standard
(Bulk) Mail will be used, we must be notified
well in advance of the mailing date, since
we require additional time to process mailings
at Standard rates.
Material Delivery Instructions
Continental
Stock Transfer & Trust Company
17 Battery Place – 8th floor
Attn: Mailroom – Inside Delivery
New York, NY 10004
Delivery Hours:
Monday – Friday
8:00 a.m. – 11:45 a.m.
1:00 p.m. – 4:45 p.m.
(Freight closes between 12:00 Noon and 1:00
p.m.)
Please note that no skids
are permitted. Continental will not be responsible
for the loading or unloading of your proxy
material by your designated carrier.
Next
page | Opening
page | Introduction | Stage
1: Preparation
Stage
2: Mailing | Stage
3: Vote Tabulation and Annual Meeting
Glossary of Terms
Continental Stock Transfer & Trust
Company
17 Battery Place • New York, NY 10004
212.509.4000
Sales & Marketing: Toll-Free 866.333.0611
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